Deutsche Bank

Non-Financial Report 2017

Abbreviations and Acronyms

AATIF

Africa Agriculture and Trade Investment Fund

ABC

Anti-Bribery and Corruption

AFBC

Anti-Fraud, Bribery and Corruption

AFC

Anti-Financial Crime

AML

Anti-Money Laundering

APAC

Asia Pacific

AuM

Assets under Management

BEE

Black Economic Empowerment

BREEAM

Building Research Establishment Environmental Assessment Methodology

BRICS

Brazil, Russia, India, China and South Africa

BVV

BVV Versicherungsverein des Bankgewerbes a.G. und BVV Versorgungskasse des Bankgewerbes.V.

CAO

Chief Administration Officer

CDP

Former Carbon Disclosure Project

CEO

Chief Executive Officer

CET 1

Common Equity Tier 1

CFD

Contract for Difference

CFO

Chief Financial Officer

CIB

Corporate and Investment Bank

C&I

Culture & Integrity

CIC

Culture Integrity & Conduct

CIO

Chief Investment Officer

CISO

Chief Information Security Office

COO

Chief Operating Office

COP

Conference of the Parties

CPD

Counterparty Probability of Default

CRA

Community Reinvestment Act

CSD

Christopher Street Day

CSO

Chief Security Office

CSR

Corporate Social Responsibility

DAP

Director Acceleration Program

Deutsche AM

Deutsche Asset Management

DPM

Discretionary Portfolio Management

DVFA

German Association for Financial Analysis and Asset Management (Deutsche Vereinigung für Finanzanalyse und Asset Management)

EAP

Employee Assistance Program

EBA

European Banking Authority

EEEF

European Energy Efficiency Fund

EFAMA

European Fund and Asset Management Association

EFFAS

European Federation of Financial Analysts Societies

ES

Environmental and Social

ESG

Environmental, Social and Governance

ESMA

European Securities and Markets Authority

EMEA

Europe, Middle East and Africa

ETF

Exchange Traded Fund

EU

European Union

ExCo

Executive Committee

FTE

Full-Time Equivalent

G20

Group of Twenty, an international forum that brings together the world's 20 leading industrialised and emerging economies

GDP

Group Data Privacy

GDPR

General Data Protection Regulation

GDW

Association of Sheltered Workgroups, Genossenschaft der Werkstätten

GHG

Greenhouse Gas

GIT

Global Impact Tracking

GRESB

Global Real Estate Sustainability Benchmark

GRI

Global Reporting Initiative

GRRC

Group Reputational Risk Committee

GSIA

Global Sustainable Investment Association

GTB

Global Transaction Banking

HGB

German Commercial Code (Handelsgesetzbuch)

HNWI/UHNWI

High Net Worth Individuals/Ultra-High Net Worth Individuals

HR

Human Resources

ICGN

International Corporate Governance Network

IDAHOT

International Day Against Homo-, Trans, and Biphobia

IIGGC

Institutional Investors Group on Climate Change

IKS

Proprietary Fund Platform

IoC

Indicator of Compromise

IPO

Initial Public Offering

IREC

International Renewable Electricity Certificate

IVC

Individual Variable Compensation

KRI

Key Risk Indicator

KYC

Know Your Customer

LEED

Leadership in Energy and Environmental Design

LBG

London Benchmarking Group

LGBTI

Lesbian, Gay, Bisexual, Transgender and Intersex

LoD

Lines of Defence

MB

Management Board

MESGS

Minimum ESG Investment Standards

MiFID II

Markets in Financial Instruments Directive II

MiFIR

Markets in Financial Instruments Regulation

MTA

Mandatory Time Away

NFR

Non-Financial Risk

NFRM

Non-Financial Risk Management

NGOs

Non-Governmental Organizations

NPA

New Product Approval

NTA

New Transaction Approval

OECD

Organisation for Economic Co-operation and Development

OFAC

Office of Foreign Assets Control

PCB

Private & Commercial Bank

PCC

Private & Commercial Clients

PEP

Politically Exposed Person

PRI

Principles for Responsible Investment

REC

Renewable Electricity Certificate

RE-DISS

Reliable Disclosure systems for Europe

REGO

Renewable Energy Guarantee Origin

RI

Responsible Investment

RoTE

Post-Tax Return on Tangible Equity

RPA

Robotic Process Automation

SDG

Sustainable Development Goal

SI

Sustainable Investments

SOP

Standard Operating Procedure

SPR

Systematic Product Review

SRDII

Shareholders' Rights Directive II

SWIFT

Society for Worldwide Interbank Financial Telecommunication

TCFD

Task Force on Climate-Related Financial Disclosures

TP

Total Performance

UCITS

Undertakings for Collective Investments in Transferable Securities

UK

United Kingdom

UN

United Nations

US

United States

VER

Verified Emission Reduction

WD

Wealth Discretionary

WGL

Women Global Leaders

WISE

White-label Investing Software Engine

WM

Wealth Management